Jeff Kehoe, whom you may know as the Enforcement Director at IIROC, has now been named as the Enforcement Director for the Ontario Securities Commission (OSC), effective 11 October, 2016. A former ...
If you have been following our coverage of Lawrence Heath vs. Leon Frazer & Associates, Inc., a civil suit, filed against a securities firm, to obtain client records, for the Cayman Gang of ...
Lawyers are required, under most codes of professional ethics, to zealously represent their clients, but sometimes they forget that they are, themselves, officers of the court, and engage in dilatory ...
While on its surface, Lawrence Heath vs. Leon Frazer & Associates, Inc., is a civil suit to recover client information, concerning the plaintiff's accounts at the wealth management firm, and the ...
The most serious criminal act, committed by Leon Frazer Director, William "Bill" Tynkaluk, was his delivery of bogus tax advice, to LF clients who were non-residents of Canada. He advised them that ...
Maybe I am missing something here, but it certainly appears that the refusal of counsel for Leon Frazer & Associates, Inc., to permit William Tynkaluk to be examined under oath, in the suit ...
GARY JAMES LUNDGREN, an American who lives in Panama, and who is under a lifetime ban from FINRA on the ability to sell securities, has reportedly retained counsel in the United States, with the goal ...
Inasmuch as we will be diagramming what are commonly known as "Pump and Dump" fraudulent stock sales schemes in our upcoming articles about Iranian fraudsters operating from Canada, and targeting ...
